Solutions for Regulation A / Regulation CF Offerings

Designed with compliance in mind.

A dedicated platform to meet your needs and seamlessly work with your transfer agent, broker dealer and escrow agent.

Marketing and Promotion:

Supercharge the execution of your offering by using a Red Rock Investor Technology Portal to start engaging investors more effectively.

A customized, dedicated front page engages investors providing significant advantages over a simple link or summary page on a corporate website.

Drafted and refined to the issuers specifications the page draws in viewers and funnels them to register for access to the full Private Placement Memorandum.

Reg A offerings are hosted by RRIT and issuers work with us for any updates to the site.

CF offerings are required to be hosted and controlled by the Broker Dealer.

Offering Management:

Regulation A Offering:

Our in house portal technology can manage the needs of your Reg A offering, however, due to the requirement of using a transfer agent with the offering many issuers prefer to use their technology back end to manage the offering.

In this scenario Red Rock Investor Technology acts as the quarterback to work with your Transfer Agent and broker dealer coordinating the moving parts, integrating the Transfer Agent’s technology into your promotional page, and launching the page once the offering documents have been qualified by the SEC.

Regulation CF Offerings:

Regulation CF requires the use of a Broker Dealer and a Transfer Agent. Red Rock Investor Technology acts as the quarterback to work with your Transfer Agent and Broker Dealer coordinating the moving parts, integrating the Transfer Agent’s technology into your promotional page, managing the launch of the site to the Broker Dealer’s hosting platform, and turning control of the site over to the Broker Dealer.

Regulation A / Regulation CF Portal Service

Our standard Reg A / Reg CF Offering Preparation Service includes:

  • Custom front end engagement website build
  • Launches to our servers For A offerings; launches to broker dealer server for CF offerings
  • Transfer agent and Broker Dealer coordination
  • Integration of Transfer agent technology to facilitate subscription process